regulatory reporting

Requesting an extension to Form ADV filing requirements due to COVID-19?

Any investment adviser relying on this Order with respect to the filing of Form ADV or delivery of its brochure, summary of material changes, or brochure supplement required by Rule 204-3(b)(2) or (b)(4), must promptly provide the SEC via email at IARDLive@sec.gov and disclose on its public website (or if it does not have a public website, promptly notifies its clients and/or private fund investors of) the following information:

(1) that it is relying on this Order;

(2) a brief description of the reasons why it could not file or deliver its Form on a timely basis; and

(3) the estimated date by which it expects to file or deliver the Form.

see SEC Order IA-5463 at https://www.sec.gov/rules/other/2020/ia-5463.pdf.